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In This Article

  • Summary
  • Abstract
  • Introduction
  • Protocol
  • Results
  • Discussion
  • Disclosures
  • Acknowledgements
  • Materials
  • References
  • Reprints and Permissions

Summary

This study presents a scalable, reliable, and reproducible method for repeated chronic cortical recordings in a porcine model. The method has applications in various fields of neuroscience, including pain research and neurological disease diagnostics.

Abstract

Cortical recordings are essential for extracting neuronal signals to inform various applications, including brain-computer interfaces and disease diagnostics. Each application places specific requirements on the recording technique, and invasive solutions are often selected for long-term recordings. However, invasive recording methods are challenged by device failure and adverse tissue responses, which compromise long-term signal quality.

To improve the reliability and quality of chronic cortical recordings while minimizing risks related to device failure and tissue reactions, we developed a cranial window technique. In this protocol, we report methods to implant and access a cranial window in juvenile landrace pigs, which facilitates temporary electrocorticography (ECoG) array placement on the dura mater. We further describe how cortical signals can be recorded using the cranial window technique. Cranial window access can be repeated several times, but a minimum of 2 weeks between implant and access surgeries is advised to facilitate recovery and tissue healing.

The cranial window approach successfully minimized common electrode failure modes and tissue responses, resulting in stable and reliable cortical recordings over time. We recorded event-related potentials (ERPs) from the primary somatosensory cortex as an example. The method provided highly reliable recordings, which also allowed the assessment of the effect of an intervention (high-frequency stimulation) on the ERPs. The absence of significant device failures and the reduced number of electrodes used (two electrodes, 43 recording sessions, 16 animals) suggest an improved research economy. While minor surgical access is required for electrode placement, the method offers advantages such as reduced infection risk and improved animal welfare.

This study presents a scalable, reliable, and reproducible method for chronic cortical recordings, with potential applications in various fields of neuroscience, including pain research and neurological disease diagnosis. Future adaptations may extend its use to other species and recording modalities, such as intracortical recordings and imaging techniques.

Introduction

In general, the purpose of cortical recordings is to extract information from neuronal signaling in the brain. This information can be used in various ways-controlling an external device, communication, disease diagnosis, or rehabilitation1,2,3,4. Each application places unique requirements on the information content and spatial resolution required and the amount of invasiveness that is considered acceptable. Therefore, recording solutions with a range of invasiveness and spatial resolution have been developed since the discovery of the electroencephalogram in 19295.

Generally, these can be divided into electroencephalography (EEG), electrocorticography (ECoG), and intracortical recordings. EEG is a non-invasive recording method that captures neural oscillations and event-related potentials (ERPs) from the entire brain. However, its capability to define the sources of this activity is limited due to its low spatial resolution. ECoG is a more invasive method where electrodes are placed epi- or subdurally, typically covering a smaller portion of the cortex. It has a higher spatial resolution and can record ERP and surface local field potentials (LFP). Therefore, it can localize the source of brain activity more precisely, which makes it helpful, for example, in identifying the origin of focal epilepsy. The intracortical recording is the most invasive recording method and can record spiking activity from individual neurons located superficial or deep inside the brain and LFP from the volume of neurons around the electrodes. These signals have a very high spatial resolution and information content but are produced by a restricted subset of neurons (1-10 neurons per channel)6.

To extract information from the brain for prolonged periods (months-years), the interface must be stable and reliable for the acquired signals to continue to represent the same information during the entire period. EEG recordings require frequent electrode changes, rendering their reliability variable from very low to very high7,8,9,10. ECoG and intracortical methods are, therefore, often selected for prolonged recordings. However, these methods both require that the condition of the recording electrode, as well as the tissue, must remain stable over time. While the electrode usually stays at the same location, the electrode-tissue interface may change due to tissue reactions or electrode failure modes11,12,13,14. Tissue reactions include neuronal death, hemorrhage, biofouling, foreign-body reaction, gliosis, encapsulation, infection, meningitis, and meningeal extrusion15. These reactions compromise the recording capabilities of the electrodes12,13. Common electrode failure modes are delamination or leakage at the insulated parts, electrode surface coating delamination or cracking, wire damage, and electrode dislocation11,12.

To overcome electrode failure modes, we considered the viability of a temporary electrode placement solution that also addresses many of the challenges related to tissue responses, namely neuronal death, foreign-body reaction, gliosis, encapsulation, and meningeal extrusion. Furthermore, consistent electrode placement was a requirement to achieve reliable and reproducible neuronal recordings. Since the electrode was placed epidurally at a few millimeters distance to the nervous tissue, the movement of the electrode should not exceed 1 mm. The cranial window was designed with dimensions to prevent excessive movement between electrode placements. With the development of the cranial window technique, we aim to improve the long-term signal reliability and quality and remove the risk of electrode failure.

Protocol

This protocol has been approved by the Danish Veterinary and Food Administration under the Ministry of Food, Agriculture and Fisheries of Denmark (protocol number 2020-15-0201-00514). A total of 16 female landrace pigs have undergone the procedures. Animals weighed approximately 20 kg upon arrival at the facility, meaning they were approximately 2 months old. They weighed around 30 kg upon implantation and 40-60 kg at the end of the study. The procedures consist of implantation surgery, access surgery, and terminal surgery (Figure 1).

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Figure 1: Timeline of the experimental procedures. The access surgery (Phase II) may be repeated several times. A separation of at least 2 weeks is advised between surgeries for recovery and wound healing between surgeries. Abbreviation: ERP = event-related potential. Please click here to view a larger version of this figure.

1. Implantation surgery (Phase I)

NOTE: A 3D-printed polylactic acid (PLA) cranial window (Figure 2) is implanted to facilitate repeated recordings from the pig's primary somatosensory cortex. ERPs due to electrical stimulation of the ulnar nerve are recorded. The surgery and wound closure are performed so that the cranial window can be accessed and closed subsequently.

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Figure 2: Cranial window design. (A) Side view of the cranial window indicating the height of the walls and the base that is fastened to the cranium. (B) Top view indicating the diameter of the cranial widow, the screw holes, the cap space and the window. The cranial window cap is a 22 mm diameter cylinder with a 1 mm height that fits precisely in the cap space. Please click here to view a larger version of this figure.

  1. Cranial window implantation
    1. Preparation for surgery
      NOTE: The data processor (RZ2), the workstation (WS8), and the PC are turned on before the surgery is started. Surgery notes are taken on a spreadsheet at least every 15 min by a non-sterile researcher to document vital signs (heart rate, spO2, end-tidal CO2, core temperature), anesthesia levels (propofol infusion rate, fentanyl infusion rate, sevoflurane percentage), stage of the surgery and any irregularities.
      1. Tranquilize the animal using an intramuscular injection of 5-7 mL of Zoletil mixture (1 mL contained 8.3 mg of Tiletamine, 8.3 mg of Zolazepam, 8.3 mg of Xylacin, and 1.7 mg of Butophanol).
        NOTE: For this particular study, ketamine was omitted from the Zoletil mixture to avoid blocking NMDA receptors.
      2. Transport the animal to the surgery room. Intubate the animal and connect it to a mechanical ventilator.
      3. Place an ear vein catheter to administer propofol, fentanyl, and saline.
      4. Administer surgical anesthesia: Sevoflurane 1-2%, propofol (10 mg/mL infused at 8 mg∙kg-1∙h-1), fentanyl (50 µg/mL infused at 20 µg∙kg-1∙h-1).
      5. Mark the incision site using a sterile marker before sterile draping. Identify the bregma point by drawing straight lines between each ear and the contralateral eye; the bregma point is at the intersection of those lines (Figure 3A). Make sure that the incision is slightly lateral to the midline on the side contralateral to the stimulated forelimb.
      6. Place the metal plate under the drapes and ensure proper placement and stability before starting the surgery.
    2. Accessing the skull
      NOTE: In this and the following parts of the protocol, all procedures are performed by a sterile surgeon unless otherwise indicated.
      1. Make the initial incision in the dermis with a scalpel slightly lateral to the midline, as marked out in step 1.1.1.5. Continue the incision through the skin with a cauterizer.
        NOTE: Do not extend the incision too far anterior to avoid the pig's large frontal sinuses. If more space is needed, extend the incision on the posterior side.
      2. Place the retractor and hold up the skin using forceps and cut the avascular connective tissue between the periosteum and the subcutis (Figure 3B) to provide more flexibility to the skin and eases suturing in step 1.4. Adjust the retractor to the flexibility that was gained.
      3. Incise the periosteum and loosen it from the skull using a periosteum elevator. Hold the periosteum aside using the retractor.
    3. Accessing the dura
      1. Drill a 10 mm diameter hole frontal to the sagittal suture line and lateral to the midline suture (Figure 3C). Start at a diameter of 15 mm to achieve a 10 mm diameter hole at the dura level since the rounded drill bit will result in a slightly tapered hole.
      2. Fit the cranial window to the hole early on to ensure a good fit.
      3. Switch to a smaller drill bit when the dura becomes visible to achieve the maximal width of the hole at the dura level. Clip the edges using Rongeurs.
    4. Cranial window implantation
      1. Confirm that the cranial window fits within and until the bottom of the hole and decide its depth. Although this is animal-dependent, ensure that the walls of the cranial window reach the dura for a good fit but do not exert pressure on the brain at any location.
      2. Mark the screw holes using the hand drill while holding the cranial window in place.
      3. Remove the cranial window and drill the holes at least 4 mm deep. Penetrate the skull for one of the screws to use it as a ground/reference for the cortical recordings.
      4. Place the cranial window (Figure 3), and remove the needle from the butterfly infusion set. Measure the depth of the screw holes through the cranial window using the blunt butterfly. Insert and fasten a screw with a matching length into the hole.
        NOTE: A screw that is too long will fail to fasten the cranial window cap effectively.
      5. Place a U-connector under one screw that perforates the skull and touches the dura.
        NOTE: It is important that the length of this screw is greater than the thickness of the skull so that regrowing bone will not prevent contact with the dura.
  2. Peripheral wire implantation
    NOTE: This procedure can be done concurrently with cranial window implantation. This is a sterile procedure. To prevent contamination of the surgical site or the cranial site, sterile attire should be worn.
    1. Implanting wires near the ulnar nerve
      1. Apply electrical stimulation at 5 mA to the skin by touching the skin at the posterior distal part of the forelimb with two needles (not penetrating) or another sterile piece of metal separated by 2 cm. Look for a clear hoof flexion, which indicates that the nerve runs between these two points.
        NOTE: The limb may need to be rotated backwards so the posterior part is easier to access.
      2. Insert the two needles perpendicular to the course of the nerve approximately 2 cm apart. Pierce the skin again approximately 3 cm from the insertion point (Figure 4A).
      3. Verify the location using a test stimulus applied to the needles at 2 mA; make sure a clear movement of the hoof is visible.
      4. Pass the Cooner wires through the needles and remove the needles, leaving the Cooner wires partially under the skin. Ensure that the uninsulated part in the middle of the wire is under the skin for both wires (Figure 4B).
        NOTE: If the limb was rotated backwards, carefully rotate it forward.
      5. Attach each crocodile connector to a de-isolated end of the two Cooner wires.
    2. Establishing motor threshold
      1. Find the motor threshold using the up-down method16,17; start at 100 µA, increasing with steps of 50 µA, while watching and feeling for a motor response in the hoof area. A threshold below 1 mA is typically feasible.
      2. Program the STG to provide 100 rectangular biphasic symmetric stimuli with a 200 µs pulse width at 2x the motor threshold followed by 100 stimuli at 10x the motor threshold.
  3. Recording of cortical signals
    1. Have a non-sterile researcher bring the preamplifier into position and connect it to the data processor (RZ2) using optic fiber cables.
    2. Decrease sevoflurane to 0.5-1% (half of its surgical level) and monitor heart rate, expired CO2, and blood pressure (if available) to ensure adequate and stable depth of anesthesia. Increase both propofol and fentanyl as needed.
    3. Have a non-sterile researcher attach the headstage to the preamplifier (SI8) and place the (ZIF-clip) headstage in the headstage holder, which is mounted on the magnetic stand micromanipulator.
    4. Place the sterile draping around the micromanipulator and attach the adhesive part to the headstage and headstage holder (Figure 5A).
    5. Have a non-sterile researcher secure the micromanipulator using the magnetic stand, dip the µECoG electrode in alcohol, and place it in the (ZIF-clip) headstage.
      NOTE: Allow the electrode to dry before placing it on the dura. Be sure to only touch the sterile draping covering the headstage, as the µECoG electrode is not sterile.
    6. Bring the µECoG in place using the micromanipulator and guidance with a cotton bud. Connect the µECoG's ground wires to the ground screw with a crocodile connector.
    7. Decrease sevoflurane to 0%, monitor heart rate, expired CO2, and blood pressure (if available) to ensure adequate and stable depth of anesthesia, increase both propofol and fentanyl as needed.
    8. Preview the signals in synapse; the typical signal range is up to ±100 µV.
      1. If the signal appears like a bold line (indicative of line noise), have a sterile person perform the following actions: investigate the grounding circuitry and keep the grounding screw and connections dry and isolated from nearby tissues. Investigate whether other cabling is isolated from the pig body and surgical instruments. If not, use sterile gauze to isolate cabling from the body or surgical instruments.
      2. If the amplitude of the signal is larger than ±100 µV (indicative of motion artifacts), ensure the electrode is suspended and rests on the brain and that the cabling does not move when the pig moves due to ventilation or electrical stimulation of the ulnar nerve.
      3. If the signal amplitude is smaller than ± 20 mV (indicative of poor contact or deep anesthesia), ensure the µECoG rests on the brain and the dura and electrode are hydrated; if needed, drip some saline on the electrode. Ensure that sevoflurane has been turned off and decrease the infusion rate of propofol (and possibly fentanyl). Perform a test stimulation and check whether evoked responses are visible. Ensure that the uninsulated part of the peripheral wire is entirely underneath the skin.
        NOTE: Evoked responses can typically be distinguished in single sweeps online, but it is also possible to evaluate this offline, taking an average of 5-10 stimuli. If a peak is visible at the time of the trigger, it is a stimulation artifact. The stimulation artifact will interfere with data analysis.
    9. Place sterile gauze on the electrode to maintain good tissue contact. Drip body-temperature saline on the gauze to prevent drying of the tissue.
      NOTE: Since these recordings are epidural, the exact temperature is not essential. With subdural recordings, this is more critical.
    10. Allow for the electrode to settle (30 min) and document electrode placement and ground connector setup to ensure similar subsequent recordings (Figure 5B-D). Start recording and wait 30 s before starting the stimulation program every 10 min.
      NOTE: Check regularly between recordings that the gauze on the electrode remains hydrated and drip body-temperature saline if necessary.
    11. Perform an intervention after three rounds of stimulation (to serve as preintervention baseline). Repeat stimulation for another nine rounds.
      NOTE: Continue to check regularly between recordings that the gauze on the electrode remains hydrated and drip saline if necessary.
  4. Closure of the implant site
    1. Remove the gauze from the electrode and remove the electrode using the micromanipulator while gently guiding it with a cotton bud.
    2. Have a non-sterile researcher remove and store the micromanipulator, electrode, headstage, and preamplifier and clean the electrode according to the manufacturer's directions using a quick rinse with deionized water to remove tissue residue. Soak the electrode for up to 4 h in lens cleaner to remove tissue and proteins from the electrode surface, followed by a second rinse with deionized water to remove the lens cleaner from the electrode surface. Before storing it, dip the electrode in isopropyl alcohol.
    3. Place the cranial window cap to close the cranial window, ensuring that it fits precisely in the cranial window. It requires no additional fastening; pressure from the skin onto the implant will keep it in place.
    4. Place the antibiotic pouch on top of the cranial window cap and close the skin subcutaneously with single resorbable sutures using the buried vertical mattress suture technique (Figure 6A). Place sutures at 5-10 mm distance, which allows space to place the cutaneous sutures. Do not tie the last three sutures after placing them. Instead, tie these three sutures when all sutures are placed.
      NOTE: Tying the last three sutures after placing all three ensures that there is enough room to place the last sutures.
    5. Place continuous intradermal sutures in a continuous fashion in the skin. Start the intradermal suture 1-2 cm lateral to the incision site and tunnel under the skin to dermal layer of the skin but below its surface (Figure 6B) to avoid excessive scratching and loosening of the sutures. Tie a knot on the lateral end of the suture.
      NOTE: Propofol and fentanyl can be turned off during this procedure, as these have several minutes of awakening time.
    6. Place the continuous suture between the subcutaneous sutures until the other side of the incision is reached.
      NOTE: It is important that the suture exits in the dermis but does not pierce the skin so that the animal is less able to scratch on the sutures.
    7. Tunnel the suture 1-2 cm lateral to the incision to a lateral exit site and tie a knot (Figure 6B). Apply tissue glue to the incision site.
  5. Animal return to home pen
    1. Remove the sterile drapes from the animal, and wean the animal off the ventilator as soon as movement is observed.
    2. Transfer the animal to the home pen and keep it separated from the pen mate for one night.
      NOTE: Pigs are separated after surgery, as it is normal for them to violently try to wake up the pen mate, resulting in bite wounds. Pigs should be able to have snout contact.

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Figure 3: Implantation of the cranial window. (A) The expected location of the bregma point is identified and marked on the pig before sterile draping, as this can be difficult to distinguish afterward. (B) After the skin incision, the avascular subcutis is loosened using scissors. (C) A 15 mm diameter hole is drilled in the skull, and edges are removed using rongeurs. The coronal and sagittal suture lines are highlighted. (D) The cranial window is implanted and fastened using screws. Please click here to view a larger version of this figure.

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Figure 4: Implantation of peripheral wires. (A) Two 23 G needles are placed in the skin and the Cooner wires are inserted through these. (B) The needles are removed, and the wires are left in the skin connected to the stimulator using crocodile clips. Please click here to view a larger version of this figure.

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Figure 5: Cortical recording setup. (A) The electrode array is placed on the dura, and the headstage holder and micromanipulator are in a sterile sleeve during an implantation surgery, where the incision is longer and more lateral. (B) Close-up of the µECoG in the recording setup during an access surgery, where the incision is more medial. (C) The grounding setup, where all grounding and reference wires on the ECoG are shorted and connected via the U-connector to the peri-cranial screw. (D) Close-up of the headstage and headstage holder during an access surgery. The µECoG is placed on the dura. Abbreviations: ECoG = electrocorticography; µECoG = microECoG. Please click here to view a larger version of this figure.

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Figure 6: Suturing technique. (A) Schematic of the subcutaneous buried vertical mattress technique. (B) Schematic of the continuous intradermal suture technique. Please click here to view a larger version of this figure.

2. Access surgery (Phase II)

NOTE: After 2-4 weeks, the cranial window is opened to perform follow-up recordings of cortical signals from the S1. The surgery and closure of the wound are again performed in such a manner that the cranial window can be accessed and closed again.

  1. Preparation for surgery
    NOTE: Steps 2.1.1-2.1.6 are similar to steps 1.1.1.1-1.1.1.6.
    1. Tranquilize the animal using a zoletil mixture (5 mL of zoletil [tiletamine 25 mg/mL and zolazepam 25 mg/mL], 6.25 mL of xylazine (20 mg/mL), and 2.5 mL of butorphanol (10 mg/mL)).
      NOTE: For this particular study, ketamine was omitted from the zoletil mixture to avoid blocking of NMDA receptors.
    2. Transport the animal to the surgery room and intubate and ventilate it.
    3. Place an ear vein catheter. Administer propofol, fentanyl, and saline via the catheter.
    4. Administer surgical anesthesia: Sevoflurane 1-2%, propofol (10 mg/mL infused at 8 mg∙kg-1∙h-1), fentanyl (50 µg/mL infused at 20 µg∙kg-1∙h-1).
    5. If needed, mark the incision site using a sterile marker before sterile draping. Identify the bregma point by drawing straight lines between each ear and the contralateral eye; bregma is at the intersection of those lines (Figure 3A).
      NOTE: The initial incision is typically still visible. The new incision should be placed at least 30 mm from the initial incision to avoid most of the scar tissue and ease the closing of the wound.
    6. Place the metal plate under the drapes and ensure proper placement and stability before starting the surgery.
  2. Accessing the cranial window
    NOTE: Steps 2.2.1-2.2.3 are similar to steps 1.1.2.1-1.1.2.3.
    1. Make the initial incision in the dermis with a scalpel slightly lateral to the midline as marked out in step 2.1.5. Continue the incision through the skin with a cauterizer.
      NOTE: In case of a terminal experiment, the incision can be made at the same location as the original incision.
    2. Place the retractor and hold up the skin using forceps and cut the avascular connective tissue between the periosteum and the subcutis (Figure 3B) to provide more flexibility to the skin and eases suturing in step 1.4. Adjust the retractor to the flexibility that was gained.
      NOTE: If this is a terminal experiment, this step can be omitted.
    3. Incise the periosteum and loosen it from the skull using the periosteum elevator. Hold the periosteum aside using the retractor.
    4. Remove the cranial window cap and remove any connective from the opening using gentle circular movements with a cotton bud until the dura is reached.
  3. Peripheral wire implantation
    1. Repeat step 1.2.
  4. Recording of cortical signals
    1. Repeat step 1.3.
  5. Closure of the implant site
    1. Repeat step 1.4.
      NOTE: If this is a terminal experiment, this step can be omitted.

3. Terminal surgery (Phase III)

NOTE: After 2-4 weeks, the cranial window is opened to perform follow-up recordings of cortical signals from the S1. Steps 2.2-2.5 are repeated, as described above, followed by step 3.1.

  1. Euthanasia
    NOTE: The tubing of the ear vein catheter needs to be flushed with saline to prevent oxidation of the barbiturate.
    1. Flush the ear vein catheter with saline.
    2. Attach a syringe with the overdose of pentobarbital (10 mL, 400 mg/mL) and inject the pentobarbital via the ear vein catheter.

Results

Using the cranial window technique, cortical signals were recorded in 43 sessions in 16 animals. Animals healed appropriately after surgery and were pair-housed throughout the study and monitored daily using the welfare scheme in Supplemental Table S1. All animals received a score 0 at all times, indicating excellent welfare. Figure 7 shows that the windows were indeed placed over the S1 area of the pig cortex. Some scarring was usually observed on the dura in vivo and post-mortem (Figure 7A), but postmortem examination revealed that it never affected the underlying cortical tissue (Figure 7B), which appeared healthy in all animals and comparable to the contralateral S1 area.

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Figure 7: Placement of the cortical window in relation to brain anatomy. (A) To investigate the health of the cortical tissue and the placement of the cortical window in relation to S1, the cranial window was removed at the end of the study. Surgery intervals of 2 weeks were used in this case, and some scar tissue can be observed on the dura. (B) The underlying brain tissue appears healthy and unaffected by the implant. (C) An overlay of the two photos shows that the implant indeed covered the S1 area of the pig cortex. The arrow indicates the anterior-posterior axis. Please click here to view a larger version of this figure.

Briefly, to analyze the cortical signals, they must be filtered to remove line noise and other artifacts (see Figure 8 and Table 1). A notch filter is used around the line noise frequency, which is 50 Hz in Europe and its harmonics. The signals are then high-pass-filtered to remove offset and low-frequency motion artifacts; the maximum cutoff frequency depends on the purpose of the recordings, but higher than 5 Hz is not advised, as this will attenuate both ERP and spontaneous EEG features. Furthermore, a low-pass filter is used to remove any high-frequency noise. Since the electrode is placed on top of the dura, high frequencies are slightly attenuated by the tissue between the brain and the electrode18. Therefore, the cutoff frequency can be lower than when the electrode is situated directly on the brain tissue.

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Figure 8: Data processing pipeline. The raw collected data (step 1) are processed by filtering (step 2). They are then divided into epochs based on stimulus triggers (step 3), which are averaged (step 4). The average ERPs are used for data analysis (step 5). Abbreviation: ERPs = event-related potentials. Please click here to view a larger version of this figure.

Filter typeTypical cutoffTypical orderUsed cutoffUsed order
Notch50±3 Hz or 60±3 HzHigh order50±3 Hz and10th order
and harmonicsharmonics ±1 Hz
High pass0.1-5 HzLow order1-5 Hz2nd order
Low pass100-1000 HzLow order300 Hz2nd order

Table 1: Typical filter properties for analysis of surface brain signals recorded with electrocorticography or electroencephalography electrodes.

The filtered data is divided into epochs of 50-100 ms before and 500-1,000 ms after the stimulus. Noisy channels are removed from the data (Figure 9A), and the epochs that are contaminated with artifacts are removed (Figure 9B). The remaining artifact-free epochs are averaged for each channel. Evoked responses can often be distinguished in single sweeps. These become clearer and more consistent when at least 10 responses are averaged and do not change when more than 25 are averaged. There should be at least 20 artifact-free epochs to obtain a reliable average. This is typically the case, and in more than half of the datasets, it was not necessary to remove any epochs. To facilitate comparison between ERPs recorded during the different phases (implantation, access, euthanasia surgeries), data is typically z-score-normalized to account for differences in anesthetic depth and background activity.

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Figure 9: Examples of bad channels and epochs. (A) Signals from epidural recordings over a relatively small area of the brain have similar characteristics but different amplitudes. Malfunctioning channels are easily distinguished by their lack of the ERP waveform. In addition, channels may exhibit artifacts, a noisier appearance and larger signal amplitude (channels 9, 10, and 13). Channel 7 is another example of a malfunctioning channel and does not pick up any signal or noise. (B) The expected ERP amplitude is up to approximately 100 µV. Noisy epochs typically have a larger amplitude, which may affect the average ERP waveform and should therefore be removed. The typical ERP waveform is lacking from these, but this waveform is not always distinguishable in single epochs. Abbreviation: ERP = event-related potential. Please click here to view a larger version of this figure.

The reliability of the ERPs recorded using the cranial window technique was high in terms of peak amplitudes and latency19. No significant differences were found for peak amplitude (recording 1: 17.9 ± 7.26 µV; recording 2: 17.6 ± 10.1 µV; recording 3: 14.0 ± 6.95 µV) and variance between channels (recording 1: 6.47 ± 8.36 µV; recording 2: 3.93 ± 6.13 µV; recording 3: 3.84 ± 3.71 µV) in a repeated measured analysis of variance (RM-ANOVA). A significant difference was found in peak latency between the first and the follow-up recordings. The peak was 1 ms later in the first recording compared to the follow-up recordings (recording 1: 25.2 ± 2.0 ms; recording 2: 24.0 ± 2.4 ms; recording 3: 24.1 ± 2.0 ms), which may be related to the development of the nervous system20,21, as adolescent landrace pigs were used in this study.

The cranial window technique was further used to investigate the effect of high-frequency stimulation (HFS) on ERPs. HFS causes long-term potentiation of superficial dorsal horn neurons in rodents22,23, increased pain sensitivity, and increased evoked brain responses in humans24,25. A significant increase in the amplitude of the N1 peak of the event-related potentials was observed (259 ± 107% increase compared to the pre-intervention baseline), and a clear difference could be distinguished between HFS and experiments in which no HFS was applied in the same animal (Figure 10)17.

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Figure 10: Examples of ERPs averaged across all channels recorded 2-3 weeks before, during, and 2-3 weeks after induction of a pain model. (A) The ERP collected from the same animal during three different recordings 2 weeks apart show very similar characteristics. (B) ERPs have similar characteristics between recordings, but the N1 has a greater amplitude after the induction of long-term potentiation in phase II compared to the other phases that are 3-4 weeks before and after phase II. Shaded areas indicate the standard deviation across channels. Abbreviations: ERPs = event-related potentials; LTP = long-term potentiation. Please click here to view a larger version of this figure.

Supplemental Table S1: Welfare scheme to score the solitary and social behavior of the pigs. Please click here to download this File.

Discussion

The significance of the development of this technique lies in removing electrode failure modes, reducing tissue responses, and thereby improving the reliability of invasive cortical recording techniques. No electrode failure modes occurred during the study, and a total of two ECoG arrays were used throughout the study, including 16 animals and 43 recording sessions. This has an additional positive impact on the research economy. Using traditional fully implanted methods12,26,27, at least 16 ECoG arrays would be required under the assumption that no device failures occur. However, failure modes and tissue responses continue to pose significant challenges to the widespread implementation of intracranial brain recording11,12,13,28,29. This study substantially reduced the number of electrodes, thereby reducing both the cost and the risk of chronic neuroscience studies at the same time.

The only adverse event that has occurred with the cranial window implants are occasional infections in the early surgeries. These infections were always superficial (not reaching the level of the dura) and were resolved by implanting a Genta-coll resorbable antibiotic sponge. Due to the effectiveness of this treatment, implantation of the antibiotic sponge was adopted as part of the cranial window implantation as a preventative measure. Despite pigs being strong animals that perform rooting behavior, none of the implants made of standard PLA were broken.

All implanted electrodes are subject to a foreign body response, and glial or fibrous encapsulation14,15,28,29,30. This means that the electrode-tissue interface, as well as the electrode's recording capability, changes with time after implantation13,18,28. Using the current method, tissue responses have not affected the integrity and recording fidelity of the electrodes due to the temporary electrode placement strategy. The electrode was placed on the dura during each session, and the electrode-tissue interface was therefore comparable during each session. The only factor that could have slightly differed per session is electrode position. It is, therefore, crucial to match the window size to the electrode size and to take photos of the electrode placement during each recording session. With these efforts, highly reliable and reproducible ERPs have been recorded19.

Tissue response to the cranial window implant occurred, and bone regrowth has been observed in the earliest pilots using a transcranial window without walls extending from the outer surface of the cranium to the dura. A continuous layer of soft bony tissue was found 2 weeks after the first session, indicating bone regrowth. It was impossible to remove this tissue and access the dura; therefore, vertical walls extending from the surface of the skull to the dura31 were added to the cranial window. Windows with different wall lengths were printed to match the implant with the skull thickness to avoid pressure on the cortex. Animals were investigated after euthanasia, which revealed healthy appearing brain tissue in all animals. Soft tissue still forms within the window area; however, it does not attach to the wall and is not continuous with the skull, making it easy to remove using a cotton bud. It is critical for the reliability of the recordings that this soft tissue is removed from the window so that the electrode is placed on the dura each time.

Optimal results are obtained with at least 3 weeks between surgeries. At 2 weeks, the cranial window is accessible, but the soft tissue in the window area is attached to the dura. Furthermore, the opening and closing of the wound are complicated by bleeding and lack of flexibility in the tissue. At 3 and 4 weeks, the incision wound has sufficiently healed that normal tissue boundaries (e.g., periosteum, skin, dura) are distinct, making it easy to remove the soft tissue from the window and re-close the skin over the implant. Since no bone-like tissue has been observed at 4 week intervals, more than 4 weeks between surgeries and multiple access surgeries may be feasible. We have not investigated whether the period between surgeries can be extended to several months.

For the success of the implant and access surgeries, the initial incision and wound closure are critical. The flexibility of the forehead skin of the pig is very limited, which is why loosening the avascular subcutaneous layer of the skin is essential. This provides extra flexibility to close the skin over the implant and reduces the stress on the sutures. This stress is further reduced by using two layers of sutures and additional skin glue. The skin is sutured using a continuous intradermal suturing technique to avoid the animals scratching the wounds and removing the sutures prematurely. The wound opening and closing strategies are critical in both types of survival surgery, whether it is an implant or an access surgery.

A limitation of the current approach is that accessing the window requires minor surgery, which precludes recordings in awake animals. This means that, depending on the research question, it will not be a suitable approach for every study. For fully implanted devices to be used in awake recordings, other methods exist to overcome biological changes at the interface32. Since accessing the cranial window is a small procedure, it may be possible to use a local anesthetic and a sedative rather than general anesthesia. The advantages of the cranial window being entirely under the skin are reduced chances of infection and improved animal welfare, as animals can be pair- or group-housed. Furthermore, we have only investigated the reliability of the evoked responses19. However, spontaneous brain activity has been recorded and is generally more reliable and reproducible than ERP8, indicating that the method is not limited to the recording of ERP.

Our method presents a novel, scalable, reliable, and reproducible method for chronic cortical recordings. This method is highly valuable for neuroscience research studies, where reliability and reproducibility are essential to the outcome of the studies33,34. We have used the method to investigate cortical evoked responses from S1 before and after the induction of different pain models and controls, showing robust results17. Generally, the method can easily be adapted to access other cortical areas, for example, to investigate movement, hearing, or vision. It may also be possible to use the method for the diagnosis of epilepsy4,35 or monitor treatment and rehabilitation after brain injury36,37.

The method is also scalable to other species, like non-human primates or other mammals, cats, dogs, or sheep35,38,39. Each of these adaptations will require adjusting the surgical technique, identifying reliable landmarks for cranial window placement, and adjusting its design. The authors recommend the use of cadavers to optimize the cranial window technique before proceeding to pilot testing. For certain brain areas, the surgery may be more invasive, which may result in a different optimal recovery time than we recommend. The technique can, furthermore, be adapted to enable subdural ECoG recordings and intracortical recordings, thereby broadening its applications and increasing access to various brain regions. Due to the thickness of the porcine skull, it may be necessary to increase the size of the cortical window to perform the durotomy for subdural recordings26,27.

For intracortical recordings, it is possible to place the electrode via a cannula or a shuttle40, which allows for further reduction of the size of the cortical window. Both subdural and intracranial techniques will increase the risk of bleeding, so care must be taken during surgery to avoid blood vessels. The cranial window technique may also be used for purposes other than recording electrical signals from the brain, for example, imaging of the vasculature, which is highly relevant in porcine models of migraine41. Furthermore, the cranial window method may be adapted for use in combination with novel imaging techniques31, like 2-photon imaging, and may be combined with the dural substitute developed by Costine-Bartell et al. for improved optical resolution42.

In conclusion, the presented methodological approach reduces risks related to a permanent implant12,13 by eliminating the risk of device failure, minimizing biological responses at the electrode site, and thereby, increasing recording fidelity and resulting in highly reliable cortical recordings. The methodology also holds great promise for other applications, as it is scalable to other species and recording types.

Disclosures

The authors have no conflicts of interest to disclose.

Acknowledgements

The authors would like to thank the animal caretakers and technicians at the laboratory animal facility at Aalborg University Hospital. The Center for Neuroplasticity and Pain (CNAP) is supported by the Danish National Research Foundation (DNRF121). Figure 6 and Figure 8 were created in BioRender.

Materials

NameCompanyCatalog NumberComments
Cranial window implantation
Scalpeldisposable, blade 10
Tweezers
Gauze
Cauterizer
Periosteum elevatorflat, 10 mm width
Weitlaner retractor3 x 4 prong, blunt, 16.5 cm
Midas Rex Legend EHS stylus surgical drill systemMedtronic Powered Surgical Solutions, Fort Worth, USA
Legend Ball Fine drill bits Medtronic Powered Surgical Solutions, Fort Worth, USA7BA40F-MN and 7BA60F-MNMedNext type 4 and 6 mm head diameter
Sterile cover for the drill
Syringe5 mL
Saline
Suction
Ruler
Cotton buds
Rongeurstraight jaw, 15 cm, 3 x 20 mm bit size
2.5 mm hand drill and handle
Butterfly infusion set
Six M3 screws in 6-14 mm length
Screwdriver 
Three sizes of 3D-printed cranial window (4-, 5- and 6-mm depth) and cap
Deisolated U-shaped connector
Crocodile connector
Genta-coll resorbable antibiotic sponge
VYCRIL resorbable suture Ethicon2-0 26 mm round bodied
Monocryl non-resorbable sutureEthicon3-0 24 mm reverse cutting
Needle holder
Scissors
Topical adhesive tissue glueLeukosan
Peripheral wire implantation
Two partially uninsulated Cooner wires
NOTE: 1-2 cm of the wires is uninsulated in the middle and at one of the ends
Two 23 G needles
Gauze
Programmable stimulator controlled by a PC running MC_stimulusMultichannel Systems, Reutlingen, GermanySTG4008
Two crocodile connectors
Cortical recordings
Metal plate for the magnetic micromanipulator 
Magnetic micromanipulator stand
Micromanipulator
Headstage holder
32-channel ZIF-clip headstageTDT, Alachua, FL, USA
32-channel micro-electrocorticography (µECoG) array Neuronexus, Ann Arbor, USAE32-1000-30-200
TDT recording equipment including pre-amplifier SI8, data processor RZ2 and workstation WS8 TDT, Alachua, FL, USA

References

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